Business
Host: Jennifer Namazi, Content Director, NASPPGuest: Barbara Baksa, Executive Director, NASPPData from the NASPP/Deloitte Consulting 2020 Domestic Stock Plan Administration Survey identifies trends in insider trading compliance.Episode Notes: Overview: How are companies approaching insider trading compliance? (2:16)Are insiders using captive/designated brokers for their trades? (4:05)Trends in Rule 10b5-1 plans (8:36)Blackout periods: who is subject to them? (15:06)Prohibited/permitted transactions during a trading blackout (19:21)Length of trading blackout period (23:47)SEC reporting for insiders: who has primary responsibility? (26:54)Resources mentioned in this episode:2020 Domestic Stock Plan Administration Survey (NASPP/Deloitte Consulting)2020 Domestic Stock Plan Administration Survey Executive Summary (NASPP/Deloitte Consulting)4 Trends in Trading Blackout Periods (NASPP Blog)Top Trends: Plan Administration, ESPPs, Ownership Guidelines, Insider Trading Compliance (NASPP Webcast)Like this episode? Subscribe to the podcast to receive notifications about new episodes. Support the show (http://naspp.com/membership)