Haime Workie of FINRA Part 1

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Appetite for Disruption: The Business and Regulation of FinTech

Business


Can financial innovation create the best day ever?  Haime heads FINRA’s Office of Financial Innovation where he and the team study the future of financial services and the potential impact of innovation on investors, markets, and FINRA’s mandate.  This work involves lots of learning about new technologies and new applications of technology to all aspects of financial services as well as parsing the potential benefits and risks.  Their recent AI report highlights this work and assesses many considerations across various AI use cases.  Haime discusses some details of the report and considers whether automated investment decisions are here to stay.  In this episode, Haime is speaking for himself and not for FINRA.